Risk and compliance
Sanctions screening, anti-money laundering controls and trade compliance for financial and trading firms.
Trading companies and the banks that finance them need to know who they deal with and what they ship. We design sanctions screening for counterparties, vessels and goods, review dual-use and export control exposure, and test anti-money laundering procedures against the Swiss Anti-Money Laundering Act and FINMA requirements for supervised entities.
In the EU, the new Anti-Money Laundering Authority (AMLA) in Frankfurt is due to begin direct supervision of selected financial institutions in 2028. We help EU-regulated clients and their Swiss counterparts read what the new single rulebook asks of them and close the gaps before supervisors look.
Typical deliverables
- Sanctions and export control risk assessment
- Screening rules and alert-handling procedure
- AML/KYC procedure review and gap report
- Board-level compliance reporting template
Contact
For new enquiries, write to contact@rhodaneadvisory.com with a short description of the question and the timetable. We reply within two working days.
contact@rhodaneadvisory.com